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OPTIMAL CAPITAL ADVISORS

Business and Investment Profile

The OPTIMAL CAPITAL ADVISORS is a privately held investment adviser that advises $220.35mn in regulatory assets under management held in 3 SEC fund types across 3 investment strategies. OPTIMAL CAPITAL ADVISORS is a Hybrid A hybrid fund manager is a manager whose total assets under management are spread across multiple investment vehicle types rather than concentrated in one. Fund Manager. Assets increased by 107.23% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 18.96 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 12935 SW BAYSHORE DR SUITE 305, TRAVERSE CITY, MICHIGAN. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 2 employees comprised of 2 investment and 0 non-investment staff. The total number of Employees decreased by 66.67% over the last 5-years.

Asset Profile

Their $220.35mn in assets advised are owned by 13 private funds, 0 public funds and BDCs and 4 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients own $100.42mn or 45.57% of Total Assets and High Net Worth Individuals own $92.8mn or 42.12% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Traditional LBO, Multi Strat and FI/Credit - Diverse, representing 66.36%, 27.96% and 5.69% of total assets, respectively.

Client Profile

They advise 5 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC) and High Net Worth Individuals.

Service Provider Profile

The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 13 private funds with $100.42mn in assets.

Fee Profile

The Group discloses fixed fees, management fees and performance-based fees.

Sub-Advisers

OPTIMAL CAPITAL ADVISORS names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: OPTIMAL CAPITAL ADVISORS

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Keywords: Optimal Capital Advisors, Optimal
Generated 2026-09-12T06:52:03.5850861.  © 2026 Convergence.