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DIVERSIFIED FINANCIAL CONSULTANTS

Business and Investment Profile

The DIVERSIFIED FINANCIAL CONSULTANTS is a privately held investment adviser that advises $2.79Bn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. DIVERSIFIED FINANCIAL CONSULTANTS is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 205.12% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 8.4 years and is comprised of 1 filing and 0 relying advisers. They operate out of 8 office locations with their Headquarters at 3705 CONCORD PIKE, WILMINGTON, DELAWARE. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 53 employees comprised of 34 investment and 19 non-investment staff. The total number of Employees increased by 178.95% over the last 5-years.

Asset Profile

Their $2.79Bn in assets advised are owned by 1 private fund, 0 public funds and BDCs and 19 other accounts. Assets of High Net Worth Individuals clients own $2.22Bn or 79.55% of Total Assets and Individuals own $440.01mn or 15.76% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Cash, representing 100% of total assets, respectively.

Client Profile

They advise 5 types of clients, top clients are High Net Worth Individuals and Individuals.

Service Provider Profile

The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses fixed fees and management fees.

Sub-Advisers

DIVERSIFIED FINANCIAL CONSULTANTS names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: DIVERSIFIED FINANCIAL CONSULTANTS

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Keywords: Diversified Financial Consultants, Diversified Enterprises, Consultants, Enterprises
Generated 2026-09-12T06:48:39.5517222.  © 2026 Convergence.