The EMPIRICAL FINANCIAL SERVICES is a privately held investment adviser that advises $8.44Bn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. EMPIRICAL FINANCIAL SERVICES is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 176.3% over the last 5-years.
The Group has been registered with the SEC for 15.44 years and is comprised of 2 filing and 0 relying advisers. They operate out of 18 office locations with their Headquarters at 1420 5TH AVE SUITE 3150, SEATTLE, WASHINGTON. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 98 employees comprised of 60 investment and 38 non-investment staff. The total number of Employees increased by 92.16% over the last 5-years.
Their $8.44Bn in assets advised are owned by 1 private fund, 0 public funds and BDCs and 5 other accounts. Assets of High Net Worth Individuals clients own $7.98Bn or 94.6% of Total Assets and Individuals own $279.11mn or 3.31% of Total Assets.
The Group's top investment strategies include Exchange Traded Funds, representing 100% of total assets, respectively.
They advise 4 types of clients, top clients are High Net Worth Individuals and Individuals.
The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses advisory fees, fixed fees, management fees and performance-based fees.
EMPIRICAL FINANCIAL SERVICES names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.