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LPS FINANCIAL

Business and Investment Profile

The LPS FINANCIAL is a privately held investment adviser that advises $247.61mn in regulatory assets under management held in 1 SEC fund types across 2 investment strategies. LPS FINANCIAL is a Hybrid A hybrid fund manager is a manager whose total assets under management are spread across multiple investment vehicle types rather than concentrated in one. Fund Manager. Assets increased by 125.43% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 8.57 years and is comprised of 2 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 2535 VICTORY BOULEVARD, STATEN ISLAND, NEW YORK. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 8 employees comprised of 5 investment and 3 non-investment staff. The total number of Employees increased by 33.33% over the last 5-years.

Asset Profile

Their $247.61mn in assets advised are owned by 29 private funds, 0 public funds and BDCs and 26 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients own $105.06mn or 42.43% of Total Assets and High Net Worth Individuals own $97.16mn or 39.24% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Traditional LBO and Multi Strat, representing 55.21% and 44.79% of total assets, respectively.

Client Profile

They advise 5 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC) and High Net Worth Individuals.

Service Provider Profile

The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 3 Custodians and 16 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses advisory fees and management fees.

Sub-Advisers

LPS FINANCIAL names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: LPS FINANCIAL

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Generated 2026-09-12T06:51:49.3121418.  © 2026 Convergence.