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FINANCIAL MANAGEMENT PROFESSIONALS INC

Business and Investment Profile

The FINANCIAL MANAGEMENT PROFESSIONALS INC is a privately held investment adviser that advises $1.34Bn in regulatory assets under management held in 2 SEC fund types across 2 investment strategies. FINANCIAL MANAGEMENT PROFESSIONALS INC is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 66.11% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 38.98 years and is comprised of 1 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at 6034 WEST COURTYARD DRIVE SUITE 380, AUSTIN, TEXAS. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 14 employees comprised of 12 investment and 2 non-investment staff. The total number of Employees increased by 40% over the last 5-years.

Asset Profile

Their $1.34Bn in assets advised are owned by 2 private funds, 0 public funds and BDCs and 25 other accounts. Assets of High Net Worth Individuals clients own $985.83mn or 73.35% of Total Assets and Individuals own $223.01mn or 16.59% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Long/Short Equity and Real Estate, representing 90.35% and 9.65% of total assets, respectively.

Client Profile

They advise 5 types of clients, top clients are High Net Worth Individuals and Individuals.

Service Provider Profile

The Group uses 1 Fund Administrators, 2 Fund Auditors, 0 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 1 private funds with $4.38mn in assets.

Fee Profile

The Group discloses fixed fees and management fees.

Sub-Advisers

FINANCIAL MANAGEMENT PROFESSIONALS INC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: FINANCIAL MANAGEMENT PROFESSIONALS INC

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Keywords: Financial Management Professionals, Professionals
Generated 2026-09-12T06:49:13.7776254.  © 2026 Convergence.