The ESM MANAGEMENT LLC is a privately held investment adviser that advises $1.34Bn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. ESM MANAGEMENT LLC is a Public Fund A public fund manager is a manager whose >=75% of total assets under management are in public funds (broadly accessible, exchange-listed investment vehicles available to retail investors with typically low minimums and clear, widely available information) Manager. Assets increased by 208.85% over the last 5-years.
The Group has been registered with the SEC for 16.98 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location Out of Private Residence. The Group has not been subject to regulatory enforcement actions. They are regulated by 2 US and Non-US bodies.
They have 4 employees comprised of 2 investment and 2 non-investment staff. The total number of Employees remained the same over the last few years.
Their $1.34Bn in assets advised are owned by 1 private fund, 1 public fund and BDCs and 2 other accounts. Assets of Investment Companies (IC) clients own $1.29Bn or 96.36% of Total Assets and Other Investment Advisers own $48.42mn or 3.62% of Total Assets.
The Group's top investment strategies include FI/Credit - Diverse, representing 100% of total assets, respectively.
They advise 3 types of clients, top clients are Investment Companies (IC) and Other Investment Advisers.
The Group uses 0 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 1 private funds with $254.93K in assets.
The Group discloses management fees and performance-based fees.
ESM MANAGEMENT LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.