The CARRET ASSET MANAGEMENT, LLC is a privately held investment adviser that advises $3.47Bn in regulatory assets under management held in 0 SEC fund types across 1 investment strategies. CARRET ASSET MANAGEMENT, LLC is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 12.33% over the last 5-years.
The Group has been registered with the SEC for 22.22 years and is comprised of 1 filing and 0 relying advisers. They operate out of 3 office locations with their Headquarters at 360 MADISON AVENUE 20TH FLOOR, NEW YORK, NEW YORK. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 22 employees comprised of 10 investment and 12 non-investment staff. The total number of Employees decreased by 4.35% over the last 5-years.
Their $3.47Bn in assets advised are owned by 0 private funds, 1 public fund and BDCs and 1,411 other accounts. Assets of Other Investment Advisers clients own $1.64Bn or 47.35% of Total Assets and High Net Worth Individuals own $1.21Bn or 34.82% of Total Assets.
The Group's top investment strategies include FI/Credit - Diverse, representing 100% of total assets, respectively.
They advise 6 types of clients, top clients are Other Investment Advisers and High Net Worth Individuals.
The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees and performance-based fees.
CARRET ASSET MANAGEMENT, LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.