The CAPITALA INVESTMENT ADVISORS, LLC is a privately held investment adviser that advises $448.18mn in regulatory assets under management held in 1 SEC fund types across 2 investment strategies. CAPITALA INVESTMENT ADVISORS, LLC is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets increased by 65.12% over the last 5-years.
The Group has been registered with the SEC for 13.58 years and is comprised of 1 filing and 1 relying advisers. They operate out of 3 office locations with their Headquarters at 4201 CONGRESS STREET SUITE 360, CHARLOTTE, NORTH CAROLINA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 16 employees comprised of 14 investment and 2 non-investment staff. The total number of Employees decreased by 23.81% over the last 5-years.
Their $448.18mn in assets advised are owned by 4 private funds, 0 public funds and BDCs and 0 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients total $448.18mn or 100% of Total Assets.
The Group's top investment strategies include Traditional LBO and FI/Credit - Diverse, representing 99.03% and 0.97% of total assets, respectively.
They advise 1 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC).
The Group uses 2 Fund Administrators, 2 Fund Auditors, 0 Prime Brokers, 6 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 1 private funds with $15.24mn in assets.
The Group discloses management fees and performance-based fees.
CAPITALA INVESTMENT ADVISORS, LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.