The AWM INVESTMENT COMPANY INC is a privately held investment adviser that advises $1.32Bn in regulatory assets under management held in 3 SEC fund types across 3 investment strategies. AWM INVESTMENT COMPANY INC is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets increased by 31.95% over the last 5-years.
The Group has been registered with the SEC for 34.64 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at SPECIAL SITUATIONS FUNDS 527 MADISON AVENUE, SUITE 2600, NEW YORK, NEW YORK. The Group has not been subject to regulatory enforcement actions. They are regulated by 2 US and Non-US bodies.
They have 14 employees comprised of 8 investment and 6 non-investment staff. The total number of Employees increased by 16.67% over the last 5-years.
Their $1.32Bn in assets advised are owned by 9 private funds, 0 public funds and BDCs and 0 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients total $1.32Bn or 100% of Total Assets.
The Group's top investment strategies include Multi Strat, Traditional LBO and Early Stage, representing 93.71%, 5.66% and 0.63% of total assets, respectively.
They advise 1 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC).
The Group uses 1 Fund Administrators, 1 Fund Auditors, 1 Prime Brokers, 2 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 2 private funds with $8.28mn in assets.
The Group discloses management fees.
AWM INVESTMENT COMPANY INC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.