The WATERFALL ASSET MANAGEMENT, LLC is a privately held investment adviser that advises $22.04Bn in regulatory assets under management held in 4 SEC fund types across 6 investment strategies. WATERFALL ASSET MANAGEMENT, LLC is a Public/Private Fund Assets increased by 33.86% over the last 5-years.
The Group has been registered with the SEC for 20.57 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 1251 AVENUE OF THE AMERICAS 50TH FLOOR, NEW YORK, NEW YORK. The Group has not been subject to regulatory enforcement actions. They are regulated by 4 US and Non-US bodies.
They have 133 employees comprised of 55 investment and 78 non-investment staff. The total number of Employees decreased by 9.52% over the last 5-years.
Their $22.04Bn in assets advised are owned by 56 private funds, 3 public funds and BDCs and 11 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients own $12.09Bn or 54.87% of Total Assets and Investment Companies (IC) own $8.2Bn or 37.22% of Total Assets.
The Group's top investment strategies include Commodities, Real Estate and FI/Credit - Distress, representing 46.64%, 41.23% and 10.66% of total assets, respectively.
They advise 3 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC) and Investment Companies (IC).
The Group uses 3 Fund Administrators, 1 Fund Auditors, 1 Prime Brokers, 9 Custodians and 4 Marketers. It does not report a third-party Fund Administrator in 1 private funds with $6.31Bn in assets.
The Group discloses management fees and performance-based fees.
WATERFALL ASSET MANAGEMENT, LLC names 1 sub-adviser NEWMILE CAPITAL LLC to 5 different funds advised by the group. The Group has been named as the sub-adviser to 1 fund.