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MOUNT YALE GROUP

Business and Investment Profile

The MOUNT YALE GROUP is a privately held investment adviser that advises $9.07Bn in regulatory assets under management held in 0 SEC fund types across 2 investment strategies. MOUNT YALE GROUP is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 245.75% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 22.13 years and is comprised of 2 filing and 0 relying advisers. They operate out of 13 office locations with their Headquarters at 1580 LINCOLN STREET SUITE 680, DENVER, COLORADO. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 99 employees comprised of 61 investment and 38 non-investment staff. The total number of Employees increased by 230% over the last 5-years.

Asset Profile

Their $9.07Bn in assets advised are owned by 0 private funds, 6 public funds and BDCs and 57 other accounts. Assets of High Net Worth Individuals clients own $6.42Bn or 70.73% of Total Assets and Individuals own $1.67Bn or 18.44% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Multi Strat and FI/Credit - Diverse, representing 77.89% and 22.11% of total assets, respectively.

Client Profile

They advise 7 types of clients, top clients are High Net Worth Individuals and Individuals.

Service Provider Profile

The Group uses 2 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 3 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses advisory fees, fixed fees, management fees and performance-based fees.

Sub-Advisers

MOUNT YALE GROUP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: MOUNT YALE GROUP

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Generated 2026-09-12T06:48:07.949453.  © 2026 Convergence.