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SFE INVESTMENT COUNSEL INC.

Business and Investment Profile

The SFE INVESTMENT COUNSEL INC. is a privately held investment adviser that advises $743.31mn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. SFE INVESTMENT COUNSEL INC. is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 116.68% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 18.78 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 801 S. FIGUEROA STREET SUITE 610, LOS ANGELES, CALIFORNIA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 14 employees comprised of 9 investment and 5 non-investment staff. The total number of Employees increased by 27.27% over the last 5-years.

Asset Profile

Their $743.31mn in assets advised are owned by 2 private funds, 0 public funds and BDCs and 15 other accounts. Assets of High Net Worth Individuals clients own $465.68mn or 62.65% of Total Assets and Individuals own $196.89mn or 26.49% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Traditional LBO, representing 100% of total assets, respectively.

Client Profile

They advise 5 types of clients, top clients are High Net Worth Individuals and Individuals.

Service Provider Profile

The Group uses 0 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 3 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 2 private funds with $1.12mn in assets.

Fee Profile

The Group discloses fixed fees and management fees.

Sub-Advisers

SFE INVESTMENT COUNSEL INC. names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: SFE INVESTMENT COUNSEL INC.

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Keywords: SFE Investment Counsel, SFE
Generated 2026-09-12T06:49:55.3298208.  © 2026 Convergence.