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NEW YORK LIFE GROUP

Business and Investment Profile

The NEW YORK LIFE GROUP is a privately held investment adviser that advises $846.64Bn in regulatory assets under management held in 5 SEC fund types across 15 investment strategies. NEW YORK LIFE GROUP is a Public/Private Fund Assets increased by 5.65% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 57.34 years and is comprised of 9 filing and 1 relying advisers. They operate out of 51 office locations with their Headquarters at 51 MADISON AVENUE, NEW YORK, NEW YORK. The Group has been subject to regulatory enforcement actions. They are regulated by 25 US and Non-US bodies.

Employee Profile

They have 5,014 employees comprised of 3,214 investment and 1,800 non-investment staff. The total number of Employees increased by 30.54% over the last 5-years.

Asset Profile

Their $846.64Bn in assets advised are owned by 403 private funds, 233 public funds and BDCs and 1,690 other accounts. Assets of Insurance Companies clients own $373.93Bn or 44.17% of Total Assets and Investment Companies (IC) own $190.06Bn or 22.45% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include FI/Credit - Diverse, Long/Short Equity and Multi Strat, representing 46.85%, 30.14% and 12.46% of total assets, respectively.

Client Profile

They advise 12 types of clients, top clients are Insurance Companies and Investment Companies (IC).

Service Provider Profile

The Group uses 25 Fund Administrators, 3 Fund Auditors, 4 Prime Brokers, 24 Custodians and 42 Marketers. It does not report a third-party Fund Administrator in 110 private funds with $85.01Bn in assets.

Fee Profile

The Group discloses advisory fees, fixed fees, management fees and performance-based fees.

Sub-Advisers

NEW YORK LIFE GROUP names 1 sub-adviser OA PRIVATE CAPITAL to 3 different funds advised by the group. The Group has been named as the sub-adviser to 1 fund.

Full profile: NEW YORK LIFE GROUP

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