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NORTHERN TRUST GROUP

Business and Investment Profile

The NORTHERN TRUST GROUP is a publicly held investment adviser that advises $1,645.19Bn in regulatory assets under management held in 3 SEC fund types across 9 investment strategies. NORTHERN TRUST GROUP is a Public/Private Fund Assets increased by 27.55% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 37.7 years and is comprised of 4 filing and 0 relying advisers. They operate out of 39 office locations with their Headquarters at 50 S LASALLE STREET, CHICAGO, ILLINOIS. The Group has been subject to regulatory enforcement actions. They are regulated by 44 US and Non-US bodies.

Employee Profile

They have 1,230 employees comprised of 325 investment and 905 non-investment staff. The total number of Employees increased by 49.45% over the last 5-years.

Asset Profile

Their $1,645.19Bn in assets advised are owned by 372 private funds, 186 public funds and BDCs and 5,504 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients own $655.13Bn or 39.82% of Total Assets and Investment Companies (IC) own $470.03Bn or 28.57% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include FI/Credit - Diverse, Long/Short Equity and Fund of Funds, representing 55.6%, 38.12% and 4.72% of total assets, respectively.

Client Profile

They advise 11 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC) and Investment Companies (IC).

Service Provider Profile

The Group uses 7 Fund Administrators, 2 Fund Auditors, 0 Prime Brokers, 8 Custodians and 5 Marketers. It does not report a third-party Fund Administrator in 62 private funds with $268.33Bn in assets.

Fee Profile

The Group discloses advisory fees, fixed fees, management fees and performance-based fees.

Sub-Advisers

NORTHERN TRUST GROUP names 9 sub-advisers AXIOM INVESTORS, EAGLE GLOBAL ADVISORS LLC, GENERATION INVESTMENT MANAGEMENT US LLP, KBI GLOBAL INVESTORS (NORTH AMERICA) LTD, POLEN CAPITAL CREDIT, LLC, VAN HULZEN FINANCIAL ADVISORS, WCM INVESTMENT MANAGEMENT, WELLINGTON MANAGEMENT COMPANY LLP, WESTWOOD GLOBAL INVESTMENTS to 9 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: NORTHERN TRUST GROUP

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