The LUMA CAPITAL is a privately held investment adviser that advises $135.79mn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. LUMA CAPITAL is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets decreased by 28.85% over the last 5-years.
The Group has been registered with the SEC for 24.21 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 4850 TAMIAMI TRAIL NORTH SUITE 301, NAPLES, FLORIDA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 2 employees comprised of 2 investment and 0 non-investment staff. The total number of Employees remained the same over the last few years.
Their $135.79mn in assets advised are owned by 24 private funds, 0 public funds and BDCs and 5 other accounts. Assets of High Net Worth Individuals clients own $103.65mn or 76.34% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $27.4mn or 20.18% of Total Assets.
The Group's top investment strategies include Traditional LBO, representing 100% of total assets, respectively.
They advise 4 types of clients, top clients are High Net Worth Individuals and Pooled Investment Vehicles (Not IC or BDC).
The Group uses 0 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 2 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 24 private funds with $24.22mn in assets.
The Group discloses advisory fees, fixed fees, management fees and performance-based fees.
LUMA CAPITAL names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.