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FLAT ROCK GLOBAL

Business and Investment Profile

The FLAT ROCK GLOBAL is a privately held investment adviser that advises $2.19Bn in regulatory assets under management held in 0 SEC fund types across 3 investment strategies. FLAT ROCK GLOBAL is a Public Fund A public fund manager is a manager whose >=75% of total assets under management are in public funds (broadly accessible, exchange-listed investment vehicles available to retail investors with typically low minimums and clear, widely available information) Manager. Assets increased by 638.44% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 9.06 years and is comprised of 1 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at 680 S CACHE STREET SUITE 100, JACKSON, WYOMING. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 13 employees comprised of 7 investment and 6 non-investment staff. The total number of Employees increased by 44.44% over the last 5-years.

Asset Profile

Their $2.19Bn in assets advised are owned by 0 private funds, 5 public funds and BDCs and 0 other accounts. Assets of Investment Companies (IC) clients total $2.19Bn or 100% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include FI/Credit - Asset Backed Securities, FI/Credit - Diverse and Multi Strat, representing 53.64%, 29.73% and 16.63% of total assets, respectively.

Client Profile

They advise 1 types of clients, top clients are Investment Companies (IC).

Service Provider Profile

The Group uses 2 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses management fees and performance-based fees.

Sub-Advisers

FLAT ROCK GLOBAL names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: FLAT ROCK GLOBAL

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Keywords: Flat Rock Global, Flat, Rock
Generated 2026-09-12T06:48:49.3712695.  © 2026 Convergence.