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MAXIM CAPITAL GROUP

Business and Investment Profile

The MAXIM CAPITAL GROUP is a privately held investment adviser that advises $3.45Bn in regulatory assets under management held in 1 SEC fund types across 2 investment strategies. MAXIM CAPITAL GROUP is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets increased by 131.82% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 9.19 years and is comprised of 1 filing and 0 relying advisers. They operate out of 3 office locations with their Headquarters at 600 MADISON AVENUE 17TH FLOOR, NEW YORK, NEW YORK. The Group has not been subject to regulatory enforcement actions. They are regulated by 3 US and Non-US bodies.

Employee Profile

They have 19 employees comprised of 4 investment and 15 non-investment staff. The total number of Employees increased by 111.11% over the last 5-years.

Asset Profile

Their $3.45Bn in assets advised are owned by 15 private funds, 0 public funds and BDCs and 5 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients own $2.97Bn or 86.14% of Total Assets and Insurance Companies own $478.35mn or 13.86% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include FI/Credit - Lending and Multi Strat, representing 58.78% and 41.22% of total assets, respectively.

Client Profile

They advise 2 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC) and Insurance Companies.

Service Provider Profile

The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 6 Custodians and 8 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses management fees and performance-based fees.

Sub-Advisers

MAXIM CAPITAL GROUP names 1 sub-adviser MAXIM CAPITAL PARTNERS,LLC to 1 different fund advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: MAXIM CAPITAL GROUP

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Keywords: Maxim Capital Group, Maxim
Generated 2026-09-12T06:48:31.9488637.  © 2026 Convergence.