The NORTHEAST PLANNING ASSOCIATES is a privately held investment adviser that advises $414mn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. NORTHEAST PLANNING ASSOCIATES is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 84.42% over the last 5-years.
The Group has been registered with the SEC for 9.26 years and is comprised of 1 filing and 0 relying advisers. They operate out of 21 office locations with their Headquarters at 43 CONSTITUTION DRIVE, BEDFORD, NEW HAMPSHIRE. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 129 employees comprised of 69 investment and 60 non-investment staff. The total number of Employees increased by 6.61% over the last 5-years.
Their $414mn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 0 other accounts. Assets of Individuals clients own $341.54mn or 82.5% of Total Assets and High Net Worth Individuals own $72.46mn or 17.5% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 2 types of clients, top clients are Individuals and High Net Worth Individuals.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses fixed fees and management fees.
NORTHEAST PLANNING ASSOCIATES names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.