The OCTAGON ASSET MANAGEMENT is a privately held investment adviser that advises $827.93mn in regulatory assets under management held in 1 SEC fund types across 3 investment strategies. OCTAGON ASSET MANAGEMENT is a Public Fund A public fund manager is a manager whose >=75% of total assets under management are in public funds (broadly accessible, exchange-listed investment vehicles available to retail investors with typically low minimums and clear, widely available information) Manager. Assets increased by 600.11% over the last 5-years.
The Group has been registered with the SEC for 9.29 years and is comprised of 1 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at 615 S COLLEGE STREET, CHARLOTTE, NORTH CAROLINA. The Group has not been subject to regulatory enforcement actions. They are regulated by 2 US and Non-US bodies.
They have 4 employees comprised of 3 investment and 1 non-investment staff. The total number of Employees increased by 33.33% over the last 5-years.
Their $827.93mn in assets advised are owned by 3 private funds, 15 public funds and BDCs and 0 other accounts. Assets of Investment Companies (IC) clients own $822.43mn or 99.34% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $5.5mn or 0.66% of Total Assets.
The Group's top investment strategies include Long/Short Equity, FI/Credit - Diverse and Multi Strat, representing 43.59%, 34.69% and 21.72% of total assets, respectively.
They advise 2 types of clients, top clients are Investment Companies (IC) and Pooled Investment Vehicles (Not IC or BDC).
The Group uses 4 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 2 Custodians and 2 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees and performance-based fees.
OCTAGON ASSET MANAGEMENT names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.