The SHEPHERD KAPLAN is a privately held investment adviser that advises $21.29Bn in regulatory assets under management held in 3 SEC fund types across 5 investment strategies. SHEPHERD KAPLAN is a SMA An SMA manager is a manager whose >=75% of total assets under management are in separately managed accounts, which are discretionary client-specific accounts rather than pooled vehicles. Manager. Assets increased by 38.66% over the last 5-years.
The Group has been registered with the SEC for 22.96 years and is comprised of 3 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at 53 STATE STREET 23RD FLOOR, BOSTON, MASSACHUSETTS. The Group has not been subject to regulatory enforcement actions. They are regulated by 2 US and Non-US bodies.
They have 81 employees comprised of 42 investment and 39 non-investment staff. The total number of Employees decreased by 16.49% over the last 5-years.
Their $21.29Bn in assets advised are owned by 58 private funds, 1 public fund and BDCs and 115 other accounts. Assets of Pension and Profit Sharing Plans-Private clients own $7.39Bn or 34.72% of Total Assets and High Net Worth Individuals own $1.7Bn or 7.98% of Total Assets.
The Group's top investment strategies include Early Stage, Traditional LBO and Opportunity Zones, representing 32.93%, 30.01% and 16.99% of total assets, respectively.
They advise 7 types of clients, top clients are Pension and Profit Sharing Plans-Private and High Net Worth Individuals.
The Group uses 2 Fund Administrators, 2 Fund Auditors, 0 Prime Brokers, 1 Custodians and 12 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses advisory fees, fixed fees, management fees and performance-based fees.
SHEPHERD KAPLAN names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.