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BROAD BAY CAPITAL MANAGEMENT

Business and Investment Profile

The BROAD BAY CAPITAL MANAGEMENT is a privately held investment adviser that advises $1.89Bn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. BROAD BAY CAPITAL MANAGEMENT is a SMA An SMA manager is a manager whose >=75% of total assets under management are in separately managed accounts, which are discretionary client-specific accounts rather than pooled vehicles. Manager. Assets decreased by 13.57% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 10.04 years and is comprised of 1 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at 920 BROADWAY 9TH FLOOR, NEW YORK, NEW YORK. The Group has not been subject to regulatory enforcement actions. They are regulated by 3 US and Non-US bodies.

Employee Profile

They have 10 employees comprised of 7 investment and 3 non-investment staff. The total number of Employees remained the same over the last few years.

Asset Profile

Their $1.89Bn in assets advised are owned by 3 private funds, 0 public funds and BDCs and 1 other account. Assets of Corporations or Other Businesses clients own $1.7Bn or 90.11% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $186.74mn or 9.89% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Long/Short Equity, representing 100% of total assets, respectively.

Client Profile

They advise 2 types of clients, top clients are Corporations or Other Businesses and Pooled Investment Vehicles (Not IC or BDC).

Service Provider Profile

The Group uses 1 Fund Administrators, 1 Fund Auditors, 4 Prime Brokers, 5 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses management fees and performance-based fees.

Sub-Advisers

BROAD BAY CAPITAL MANAGEMENT names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: BROAD BAY CAPITAL MANAGEMENT

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Keywords: Broad BAY Capital Management, BAY, Broad
Generated 2026-09-12T06:48:55.4650917.  © 2026 Convergence.