The PINNACLE HOLDINGS is a privately held investment adviser that advises $481.6mn in regulatory assets under management held in 2 SEC fund types across 2 investment strategies. PINNACLE HOLDINGS is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 52.31% over the last 5-years.
The Group has been registered with the SEC for 26.44 years and is comprised of 2 filing and 2 relying advisers. They operate out of 1 office location with their Headquarters at 1616 EAST 15TH STREET, TULSA, OKLAHOMA. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 8 employees comprised of 7 investment and 1 non-investment staff. The total number of Employees decreased by 11.11% over the last 5-years.
Their $481.6mn in assets advised are owned by 3 private funds, 0 public funds and BDCs and 34 other accounts. Assets of High Net Worth Individuals clients own $208.19mn or 43.23% of Total Assets and Individuals own $137.86mn or 28.62% of Total Assets.
The Group's top investment strategies include Multi Strat and FI/Credit - Diverse, representing 62.85% and 37.15% of total assets, respectively.
They advise 7 types of clients, top clients are High Net Worth Individuals and Individuals.
The Group uses 1 Fund Administrators, 1 Fund Auditors, 1 Prime Brokers, 2 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees and performance-based fees.
PINNACLE HOLDINGS names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.