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SAROFIM GROUP

Business and Investment Profile

The SAROFIM GROUP is a privately held investment adviser that advises $51.6Bn in regulatory assets under management held in 1 SEC fund types across 3 investment strategies. SAROFIM GROUP is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 42.22% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 68.09 years and is comprised of 4 filing and 1 relying advisers. They operate out of 1 office location with their Headquarters at 845 TEXAS AVENUE SUITE 2000, HOUSTON, TEXAS. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 87 employees comprised of 48 investment and 39 non-investment staff. The total number of Employees decreased by 20.18% over the last 5-years.

Asset Profile

Their $51.6Bn in assets advised are owned by 2 private funds, 5 public funds and BDCs and 272 other accounts. Assets of High Net Worth Individuals clients own $24.4Bn or 47.29% of Total Assets and Corporations or Other Businesses own $10.58Bn or 20.5% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Long/Short Equity, FI/Credit - Diverse and Real Estate, representing 53.63%, 29.62% and 16.75% of total assets, respectively.

Client Profile

They advise 9 types of clients, top clients are High Net Worth Individuals and Corporations or Other Businesses.

Service Provider Profile

The Group uses 4 Fund Administrators, 2 Fund Auditors, 0 Prime Brokers, 4 Custodians and 2 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses advisory fees, management fees and performance-based fees.

Sub-Advisers

SAROFIM GROUP names 1 sub-adviser SWIFT CREEK PARTNERS to 2 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: SAROFIM GROUP

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Generated 2026-09-12T06:47:49.2970713.  © 2026 Convergence.